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Securities Held definition

Securities HeldÌýmeans the securities held by the Loan Parties as set forth on Schedule 1.01(b).
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Securities HeldÌýmeans the securities held by the Credit Parties as of November 30, 2005, specifically,
Securities HeldÌýmeans beneficially owned, controlled, directed, directly or indirectly and includes Common Shares, Stock Options,

Examples of Securities Held in a sentence

  • Likewise, the law applicable to all issues in Article 2(1) of the Hague Convention on the Law Applicable to Certain Rights in respect of Securities Held with an Intermediary is the law in force in the Commonwealth of Massachusetts.

  • Every Supervised Person shall notify the CCO of any personal actual or potential conflict of interest or other relationship which may involve the Trusts or any Managed Account, such as the existence of any economic relationship between personal transactions and Securities Held or to Be Acquired by any series of the Trusts or any Managed Account.

  • The parties further agree that the law applicable to all of the issues in Article 2(1) of The Hague Convention on the Law Applicable to Certain Rights in Respect of Securities Held with an Intermediary shall be the law of the State of New York.

  • Rule 17j-1 under the Act generally proscribes fraudulent or manipulative practices with respect to purchases or sales of Securities Held or to be Acquired by investment companies, if effected by associated persons of such companies.

  • Securities Held by CustodiansAll securities owned by the College are held by independent third party custodians approved by the College.

  • Likewise, the law applicable to all issues in Article 2(1) of the Hague Convention on the Law Applicable to Certain Rights in respect of Securities Held with an Intermediary is the law in force in the State of New York.

  • Investment Securities Held to Maturity - continued Investment securities with unrealized losses as of the respective periods are shown below.

  • Securities Held in Trust (a) Example 3-A: X is trustee of a trust created for his two minor children.

  • If we interpret it by an example of a natural language (“it is snowing, therefore it is snowingâ€�), it is obvious that this argument is not adequate to fill out the argumentative aim it is supposed to have (i.e. to persuade someone to believe about the actual weather).

  • Name of Issuer of Securities Held Pursuant to the Plan and the Address of its Principal Executive Office) CUMMINS INC.


More Definitions of Securities Held

Securities HeldÌýmeans the securities held by the Credit Parties as of November 30, 2005, specifically, (a) loan advances and/or Investments in Therics, LLC, Theken Spine, LLC and Novalux, Inc., (b) warrants held in Lucent Technologies, (c) a private equity interest in YaoLan Ltd. and (d) a limited partnership interest in SCM Growth Fund II, L.P.
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Securities HeldÌýby a trust of which you are a beneficiary (except that, if your interest is a remainder interest and you do not have or participate in investment control of trust assets, you will not be deemed to have a beneficial interest in securities held by the trust);
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Securities HeldÌýmeans beneficially owned, controlled, directed, directly or indirectly and includes Common Shares, Stock Options, restricted share units (“RSUsâ€�) and performance share units (“PSUsâ€�) as of December 31, 2015.

Related to Securities Held

  • Trust Securities means the Common Securities and the Capital Securities.

  • Securities lending or "securities borrowing" means a transaction by which a counterparty transfers securities subject to a commitment that the borrower will return equivalent securities on a future date or when requested to do so by the transferor, that transaction being considered as securities lending for the counterparty transferring the securities and being considered as securities borrowing for the counterparty to which they are transferred;

  • Rule 144A Global Certificates As defined in Section 5.02(c)(ii) of this Agreement.

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.