N-1a-el Sample Contracts
GOLDMAN SACHS VARIABLE INSURANCE TRUST DISTRIBUTION AGREEMENT Goldman, Sachs & Co. 85 Broad Street New York, New York 10004 Dear Sirs:Distribution Agreement � September 18th, 1997 � Goldman Sachs Variable Insurance Trust � New York
EXHIBIT 9(b) FORM OF PARTICIPATION AGREEMENT THIS AGREEMENT, made and entered into this ___ day of ______, 1997 by and between GOLDMAN SACHS VARIABLE INSURANCE TRUST, an unincorporated business trust formed under the laws of Delaware (the "Trust"),...Participation Agreement � September 18th, 1997 � Goldman Sachs Variable Insurance Trust � Delaware
WITNESSETH:Sub-Advisory Agreement � September 17th, 1997 � WCT Funds
WITNESSETH:Management Agreement � October 10th, 1997 � Undiscovered Managers Funds
SUBSCRIPTION AGREEMENTSubscription Agreement � May 22nd, 1997 � Thurlow Funds Inc
The undersigned hereby subscribes to 10,000 shares of the Class A Common Stock, $0.0001 par value of The Thurlow Funds, Inc., and agrees to pay to said corporation the sum of $100,000 in cash.
INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT, entered into as of the date the registration statement of the New Providence Capital Growth Fund of the New Providence Investment Trust becomes effective with the Securities and Exchange Commission, by and...Investment Advisory Agreement � July 16th, 1997 � New Providence Investment Trust � North Carolina
ADMINISTRATION AGREEMENT AGREEMENT dated as of ______________, 1997 between COHEN & STEERS SPECIAL EQUITY FUND, INC. (hereinafter referred to as the "Company"), a non-diversified, open-end management investment company, and COHEN & STEERS CAPITAL...Administration Agreement � February 19th, 1997 � Cohen & Steers Special Equity Fund
UNDERWRITING AGREEMENT This Agreement made as of _______________ by and between the Lake Shore Family of Funds, an Ohio business trust (the "Trust"), and Countrywide Investments, Inc., an Ohio corporation ("Underwriter"). WHEREAS, the Trust is an...Underwriting Agreement � October 9th, 1997 � Lake Shore Family of Funds � Ohio
FORM OFTransfer Agency and Service Agreement � April 30th, 1997 � Monument Series Fund Inc � Massachusetts
EXHIBIT 9.1Share Purchase Agreement � April 16th, 1997 � Hartford Midcap Fund Inc � Connecticut
Between CLS ADVISORONE FUNDS THE AMERIGO FUND and CLARKE LANZEN SKALLA INVESTMENT FIRM, INC.Investment Advisory Agreement � March 17th, 1997 � CLS Advisor One Funds � Nebraska
DISTRIBUTION AGREEMENT Agreement to be effective July 1, 1997, by and between PRINCIPAL INTERNATIONAL SMALLCAP FUND, INC., a Maryland corporation (hereinafter sometimes called the "Fund") and PRINCOR FINANCIAL SERVICES CORPORATION, an Iowa corporation...Distribution Agreement � June 13th, 1997 � Principal International Smallcap Fund Inc
CUSTODY AGREEMENTCustody Agreement � October 9th, 1997 � Lake Shore Family of Funds � Ohio
WCT Funds 1 September 1, 1997 EXHIBIT 6(II) FORM OF WCT FUNDSAdministrative Services Agreement � September 17th, 1997 � WCT Funds � Pennsylvania
AMERICAN SKANDIA MASTER TRUST INVESTMENT MANAGEMENT AGREEMENT THIS AGREEMENT is made this 1st day of June, 1997 by and between American Skandia Master Trust, a Delaware business trust (the "Trust"), and American Skandia Investment Services,...Investment Management Agreement � June 4th, 1997 � American Skandia Master Trust
AGREEMENT BETWEEN BROWN BROTHERS HARRIMAN & CO. AND PIONEER MICRO-CAP FUNDCustodian Agreement � December 23rd, 1996 � Pioneer Micro Cap Fund � Massachusetts
PRUDENTIAL HIGH YIELD TOTAL RETURN FUND, INC. Form of Subadvisory Agreement Agreement made as of this ____ day of _______, 1997 between Prudential Mutual Fund Management LLC, a New York limited liability company (PMF or the Manager), and The...Subadvisory Agreement � March 19th, 1997 � Prudential High Yield Total Return Fund Inc � New York
ASSETS ANNUAL FEE On First $50 million .400% On Next $100 million .300% On Next $350 million .250% Over $500 million .200% Wellington Management shall waive its fees until the Fund's assets (excluding assets contributed by companies affiliated with...Investment Sub-Advisory Agreement � April 16th, 1997 � Hartford Midcap Fund Inc
FORM OFCustodian Contract � September 17th, 1997 � WCT Funds
Exhibit 9(c) TRANSFER AGENCY AGREEMENT BETWEEN KALMAR POOLED TRUST AND RODNEY SQUARE MANAGEMENT CORPORATION THIS TRANSFER AGENCY AGREEMENT is made as of the ___ day of _______________, 1996, between Kalmar Pooled Trust, a Delaware business trust (the...Transfer Agency Agreement � October 7th, 1996 � Kalmar Pooled Investment Trust � Delaware
CONSULTING AGREEMENTConsulting Agreement � December 13th, 1996 � Investment Services for Education Associations Trust � Delaware
EXHIBIT 99.5(b)(iii): --------------------- FORM OF SUB-ADVISORY AGREEMENT BETWEEN UNDISCOVERED MANAGERS AND WAITE & ASSOCIATES UNDISCOVERED MANAGERS FUNDS SUB-ADVISORY AGREEMENT (Core Equity Fund) This Sub-Advisory Agreement (this "Agreement") is...Sub-Advisory Agreement � October 10th, 1997 � Undiscovered Managers Funds � Massachusetts
Lake Shore Fund Group, Ltd. 403 Vine Street, 2nd Floor Cincinnati, Ohio 45202 Re: Advisory Agreement Ladies and Gentlemen: The Lake Shore Family of Funds (the "Trust") is an open-end management investment company registered under the Investment...Advisory Agreement � October 9th, 1997 � Lake Shore Family of Funds � Ohio
INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT is made by and between AETNA LIFE INSURANCE AND ANNUITY COMPANY, a Connecticut corporation (the "Adviser") and PORTFOLIO PARTNERS, INC., a Maryland corporation (the "Company"), on behalf of each of its...Investment Advisory Agreement � July 31st, 1997 � Portfolio Partners Inc � Connecticut
WITNESSETH:Administration Agreement � September 19th, 1997 � Interactive Investments
EXHIBIT 5(D) FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement � December 3rd, 1996 � 787 Trust � Delaware
AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust � September 30th, 1997 � Blue Ridge Funds Trust � Delaware
EXHIBIT 5Investment Advisory Agreement � October 8th, 1997 � Portland Mutual Funds � Delaware
SUB-ADVISORY AGREEMENT Gateway Investment Advisers, L.P. 400 TechneCenter Drive Milford, Ohio 45150 Ladies and Gentlemen: Wells Family of Real Estate Funds (the "Trust"), an Ohio business trust, is a diversified open-end management investment company...Sub-Advisory Agreement � September 16th, 1997 � Wells Family of Real Estate Funds � Ohio
FORM OFShareholder Services Agreement � September 17th, 1997 � WCT Funds � Pennsylvania
PRINCIPAL REAL ESTATE FUND, INC. DISTRIBUTION AND SHAREHOLDER SERVICING PLAN AND AGREEMENT CLASS B SHARES PLAN AND AGREEMENT made as of the 1st day of July, 1997, by and between PRINCIPAL REAL ESTATE FUND, INC., a Maryland corporation (the "Fund"),...Distribution Agreement � September 25th, 1997 � Principal Real Estate Func Inc
Goldman Sachs Asset Management Goldman Sachs Asset Management One New York Plaza, International New York, New York 10004 133 Peterborough CT London, EnglandManagement Agreement � September 18th, 1997 � Goldman Sachs Variable Insurance Trust � New York
EXHIBIT 5.Investment Management Agreement � February 13th, 1996 � Holland Trust � Illinois
AGREEMENT AND DECLARATION OF TRUSTDeclaration of Trust � December 6th, 1996 � Advisors Series Trust � Delaware
DISTRIBUTION AGREEMENT This Agreement made as of March, 1997 by and between The Delta Funds, an Ohio business trust (the "Trust"), and European Equity Partners, Inc., a Connecticut corporation ("Underwriter"). WHEREAS, the Trust is an open-end...Distribution Agreement � April 2nd, 1997 � Delta Funds Inc � New York